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经理 · 上海翰德人力资源-新萄京APP·最新下载App Store

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职位介绍: 1. Investment Risk: o Perform Investment Risk controls (including Market, Liquidity and Credit & Counterparty Risk) using appropriate Investment Risk assessment tools where available. o Assist to define the Investment Risk Policy framework of the company. To make sure that investment risk policies/procedures are in place, in full respect of internal and external rules, in order to prevent market, credit, counterparty and liquidity risks. o Contribute upstream to the new products or any change processes that require involvement of Investment Risk and ensure a proper reaction/advice is formulated. Check that the risks associated to such product are properly disclosed to investors in prospectus and commercial documentation. Pay special attention to seed money, guaranteed products, liquidity commitments or any other commitments by alerting his/her hierarchy for any new files and helping further to fix limits or risk indicators adapted to strategies planned. o Communicate and report of Investment Risk: Participate to the production of an independent and exhaustive assessment of investment risk issues. Deliver regular Investment risk reporting. Inform immediately his/her manager / Management of any worrisome issues. o Check on regular basis valuation and modelling (if applicable): Look after the pricing policy with focus particularly on complex instruments or market situations involving transitory valuation models. Make sure that portfolios/WMPs are correctly valued according to methods in line with the standards of the market practices and the regulation. 2. Investment Monitoring & Control: o Implement, maintain and improve if and when necessary, the Investment Management & Control framework, familiar with Hundsun system (e.g. including pre-trade and post-trade control of the contractual/statutory guidelines attached to all portfolios/WMPs managed by the company, etc.). o Ensure adherence, setting and review of various regulatory & contractual rules and if necessary additional internal guidelines. o Ensure requisite periodical and timely monitoring. 3. Operational Risk Control (ORC) : o Responsible for overseeing the Operational Risk and Control framework in Cedar. Carry out independent testing of the permanent controls, the Key Surveillance points and report the results to the CRO. Work closely with the business to assess the inherent risks with each business unit and assess the adequacy of the existing controls. Where necessary make recommendations to mitigate the risks to a tolerable level. Roll out of Operational Risk and control initiative. Help the business to implement these initiatives on a timely basis. o Perform second level reviews of Operational Incidents reported, including reviewing the correctness of the short term Action plan and long term remedial action plan to ensure the correctness of calculation and/or approach to prevent future re-occurrence. Monitor the long term action plan using the company tool. o Involved in the IG ( internal audit)/ Regulatory inspection as Risk ORM representative. Keep track of audit/ review findings and recommendations including ensuring the owners have plans to meet the closure requirement and deadline timely. Follow up to ensure closure deadlines are respected. Organise and contribute to the production process of the management report for local internal control committee. o Provide critical view on the ORC framework/setup including possible improvements, new ideas and best practices sharing. Engage in the sharing of innovative ideas in improving the operational efficiency and methodology of operational risk and control framework. o Provide trainings to local business stakeholders on Operational risk policies and roll out to develop and improve areas of weakness.

其他信息: 语言要求：普通话 + 英语; 行业要求：基金/证券/期货

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